Blocking can be defined as the non-occurrence of some linguistic form, whose existence could be expected on general grounds, due to the existence of a rival form. *Oxes, for example, is blocked by oxen, *stealer by thief. Although blocking is closely associated with morphology, in reality the competing “forms” can not only be morphemes or words, but can also be syntactic units. In German, for example, the compound Rotwein ‘red wine’ blocks the phrasal unit *roter Wein (in the relevant sense), just as the phrasal unit rote Rübe ‘beetroot; lit. red beet’ blocks the compound *Rotrübe. In these examples, one crucial factor determining blocking is synonymy; speakers apparently have a deep-rooted presumption against synonyms. Whether homonymy can also lead to a similar avoidance strategy, is still controversial. But even if homonymy blocking exists, it certainly is much less systematic than synonymy blocking.
In all the examples mentioned above, it is a word stored in the mental lexicon that blocks a rival formation. However, besides such cases of lexical blocking, one can observe blocking among productive patterns. Dutch has three suffixes for deriving agent nouns from verbal bases, -er, -der, and -aar. Of these three suffixes, the first one is the default choice, while -der and -aar are chosen in very specific phonological environments: as Geert Booij describes in The Morphology of Dutch (2002), “the suffix -aar occurs after stems ending in a coronal sonorant consonant preceded by schwa, and -der occurs after stems ending in /r/” (p. 122). Contrary to lexical blocking, the effect of this kind of pattern blocking does not depend on words stored in the mental lexicon and their token frequency but on abstract features (in the case at hand, phonological features).
Blocking was first recognized by the Indian grammarian Pāṇini in the 5th or 4th century
Noun incorporation (NI) is a grammatical construction where a nominal, usually bearing the semantic role of an object, has been incorporated into a verb to form a complex verb or predicate. Traditionally, incorporation was considered to be a word formation process, similar to compounding or cliticization. The fact that a syntactic entity (object) was entering into the lexical process of word formation was theoretically problematic, leading to many debates about the true nature of NI as a lexical or syntactic process. The analytic complexity of NI is compounded by the clear connections between NI and other processes such as possessor raising, applicatives, and classification systems and by its relation with case, agreement, and transitivity. In some cases, it was noted that no morpho-phonological incorporation is discernable beyond perhaps adjacency and a reduced left periphery for the noun. Such cases were termed pseudo noun incorporation, as they exhibit many properties of NI, minus any actual morpho-phonological incorporation. On the semantic side, it was noted that NI often correlates with a particular interpretation in which the noun is less referential and the predicate is more general. This led semanticists to group together all phenomena with similar semantics, whether or not they involve morpho-phonological incorporation. The role of cases of morpho-phonological NI that do not exhibit this characteristic semantics, i.e., where the incorporated nominal can be referential and the action is not general, remains a matter of debate. The interplay of phonology, morphology, syntax, and semantics that is found in NI, as well as its lexical overtones, has resulted in a wide range of analyses at all levels of the grammar. What all NI constructions share is that according to various diagnostics, a thematic element, usually correlating with an internal argument, functions to a lesser extent as an independent argument and instead acts as part of a predicate. In addition to cases of incorporation between verbs and internal arguments, there are also some cases of incorporation of subjects and adverbs, which remain less well understood.
Howard Lasnik and Terje Lohndal
This is an advance summary of a forthcoming article in the Oxford Research Encyclopedia of Linguistics. Please check back later for the full article.
Noam Avram Chomsky is one of the central figures of modern linguistics. He was born in Philadelphia on December 7, 1928. In 1945, Chomsky enrolled in the University of Pennsylvania, where he met Zellig Harris (1909–1992), a leading Structuralist, through their shared political interests. His first encounter with Harris’ work was when he proof-read Harris’ book Methods in Structural Linguistics, published in 1951 but already completed in 1947. Chomsky grew dissatisfied with Structuralism and started to develop his own major idea that syntax in part is a matter of abstract representations. This was soon combined with a psychobiological view of language as a unique part of the mind/brain.
Chomsky spent 1951–1955 as a Junior Fellow of the Harvard Society of Fellows, after which he joined the faculty at MIT, under the sponsorship of Morris Halle. He was promoted to full professor of Foreign Languages and Linguistics in 1961, appointed Ferrari Ward Professor of Linguistics in 1966, and Institute Professor in 1976. As of 2016, Chomsky is still remarkably active, publishing, teaching, and lecturing across the world.
In 1967, both the University of Chicago and the University of London awarded him honorary degrees, and since then he has been the recipient of scores of honors and awards. In 1988, he was awarded the Kyoto Prize in basic science, created in 1984 in order to recognize work in areas not included among the Nobel Prizes. These honors are all a testimony to Chomsky’s influence and impact in linguistics and cognitive science more generally over the past sixty years. His contributions have, of course, been heavily criticized, but nevertheless remain crucial to investigations of language.
Chomsky’s work has always centered on the same basic questions and assumptions, especially that human language is an inherent property of the human mind. The technical part of his research has continuously been revised and updated. In the 1960s phrase structure, grammars were developed into what is known as the Standard Theory, which transformed into the Extended Standard Theory and X-bar theory in the 1970s. A major transition happened at the end of the 1970s, when the Principles and Parameters Theory emerged. This theory provides a new understanding of the grammar, focusing on the invariant principles common to all human languages, and the points of variation known as parameters. Its recent variant, the Minimalist Program, pushes the approach even further in asking why grammars are structured the way they are.
Relative clauses of which the predicate contains a present, past, or passive participle can be used in a reduced form. Although it has been shown that participial relative clauses cannot always be considered to be non-complete variants of full relative clauses, they are generally called reduced relative clauses in the literature. Since they differ from full relative clauses in containing a non-finite predicate, they are also called non-finite relative clauses. Another type of non-finite relative clause is the infinitival relative clause. In English, in participial relative clauses, the antecedent noun is interpreted as the subject of the predicate of the relative clause. Because of this restriction, the status of relative clause has been put into doubt for participial adnominal modifiers, especially, because in a language such as English, they can occur in pre-nominal position, whereas a full relative clause cannot. While some linguists analyze both pre-nominal and post-nominal participles as verbal, others have argued that participles are essentially adjectival categories. In a third type of analysis, participles are divided into verbal and adjectival ones. This also holds for adnominal participles. Besides the relation to full relative clauses and the category of the participle, participial relative clauses raise a number of other interesting questions, which have been discussed in the literature. These questions concern the similarity or difference in interpretation of the pre-nominal and the post-nominal participial clause, restrictions on the type of verb used in past participial relative clauses, and similarities and differences between the syntax and semantics of participial clauses in English and other languages. Besides syntactic and semantic issues, participial relative clauses have raised other questions, such as their use in texts. Participial relative clauses have been studied from a diachronic and a stylistic point of view. It has been shown that the use of reduced forms such as participial relative clauses has increased over time and that, because of their condensed form, they are used more in academic styles than in colloquial speech. Nonetheless, they have proven to be used already by very young children, although in second language acquisition they are used late, because their condensed form is associated with an academic style of writing. Since passive or past participles often have the same form as the past tense, it has been shown that sentences containing a subject noun modified by a post-nominal past or passive participle are difficult to process, although certain factors may facilitate the processing of the sentence.
Veneeta Dayal and Deepak Alok
Natural language allows questioning into embedded clauses. One strategy for doing so involves structures like the following: [CP-1 whi [TP DP V [CP-2 … ti …]]], where a wh-phrase that thematically belongs to the embedded clause appears in the matrix scope position. A possible answer to such a question must specify values for the fronted wh-phrase. This is the extraction strategy seen in languages like English. An alternative strategy involves a structure in which there is a distinct wh-phrase in the matrix clause. It is manifested in two types of structures. One is a close analog of extraction, but for the extra wh-phrase: [CP-1 whi [TP DP V [CP-2 whj [TP…tj…]]]]. The other simply juxtaposes two questions, rather than syntactically subordinating the second one: [CP-3 [CP-1 whi [TP…]] [CP-2 whj [TP…]]]. In both versions of the second strategy, the wh-phrase in CP-1 is invariant, typically corresponding to the wh-phrase used to question propositional arguments. There is no restriction on the type or number of wh-phrases in CP-2. Possible answers must specify values for all the wh-phrases in CP-2. This strategy is variously known as scope marking, partial wh movement or expletive wh questions. Both strategies can occur in the same language. German, for example, instantiates all three possibilities: extraction, subordinated, as well as sequential scope marking. The scope marking strategy is also manifested in in-situ languages. Scope marking has been subjected to 30 years of research and much is known at this time about its syntactic and semantic properties. Its pragmatics properties, however, are relatively under-studied. The acquisition of scope marking, in relation to extraction, is another area of ongoing research. One of the reasons why scope marking has intrigued linguists is because it seems to defy central tenets about the nature of wh scope taking. For example, it presents an apparent mismatch between the number of wh expressions in the question and the number of expressions whose values are specified in the answer. It poses a challenge for our understanding of how syntactic structure feeds semantic interpretation and how alternative strategies with similar functions relate to each other.