John E. Joseph
Ferdinand de Saussure (1857–1913), the founding figure of modern linguistics, made his mark on the field with a book he published a month after his 21st birthday, in which he proposed a radical rethinking of the original system of vowels in Proto-Indo-European. A year later, he submitted his doctoral thesis on a morpho-syntactic topic, the genitive absolute in Sanskrit, to the University of Leipzig. He went to Paris intending to do a second, French doctorate, but instead he was given responsibility for courses on Gothic and Old High Gerrman at the École Pratique des Hautes Études, and for managing the publications of the Société de Linguistique de Paris. He abandoned more than one large publication project of his own during the decade he spent in Paris. In 1891 he returned to his native Geneva, where the University created a chair in Sanskrit and the history and comparison of languages for him. He produced some significant work on Lithuanian during this period, connected to his early book on the Indo-European vowel system, and yielding Saussure’s Law, concerning the placement of stress in Lithuanian. He undertook writing projects about the general nature of language, but again abandoned them. In 1907, 1908–1909, and 1910–1911, he gave three courses in general linguistics at the University of Geneva, in which he developed an approach to languages as systems of signs, each sign consisting of a signifier (sound pattern) and a signified (concept), both of them mental rather than physical in nature, and conjoined arbitrarily and inseparably. The socially shared language system, or langue, makes possible the production and comprehension of parole, utterances, by individual speakers and hearers. Each signifier and signified is a value generated by its difference from all the other signifiers or signifieds with which it coexists on an associative (or paradigmatic) axis, and affected as well by its syntagmatic axis. Shortly after Saussure’s death at 55, two of his colleagues, Bally and Sechehaye, gathered together students’ notes from the three courses, as well as manuscript notes by Saussure, and from them constructed the Cours de linguistique générale, published in 1916. Over the course of the next several decades, this book became the basis for the structuralist approach, initially within linguistics, and later adapted to other fields. Saussure left behind a large quantity of manuscript material that has gradually been published over the last few decades, and continues to be published, shedding new light on his thought.
Inflection is the systematic relation between words’ morphosyntactic content and their morphological form; as such, the phenomenon of inflection raises fundamental questions about the nature of morphology itself and about its interfaces. Within the domain of morphology proper, it is essential to establish how (or whether) inflection differs from other kinds of morphology and to identify the ways in which morphosyntactic content can be encoded morphologically. A number of different approaches to modeling inflectional morphology have been proposed; these tend to cluster into two main groups, those that are morpheme-based and those that are lexeme-based. Morpheme-based theories tend to treat inflectional morphology as fundamentally concatenative; they tend to represent an inflected word’s morphosyntactic content as a compositional summing of its morphemes’ content; they tend to attribute an inflected word’s internal structure to syntactic principles; and they tend to minimize the theoretical significance of inflectional paradigms. Lexeme-based theories, by contrast, tend to accord concatenative and nonconcatenative morphology essentially equal status as marks of inflection; they tend to represent an inflected word’s morphosyntactic content as a property set intrinsically associated with that word’s paradigm cell; they tend to assume that an inflected word’s internal morphology is neither accessible to nor defined by syntactic principles; and they tend to treat inflection as the morphological realization of a paradigm’s cells. Four important issues for approaches of either sort are the nature of nonconcatenative morphology, the incidence of extended exponence, the underdetermination of a word’s morphosyntactic content by its inflectional form, and the nature of word forms’ internal structure. The structure of a word’s inventory of inflected forms—its paradigm—is the locus of considerable cross-linguistic variation. In particular, the canonical relation of content to form in an inflectional paradigm is subject to a wide array of deviations, including inflection-class distinctions, morphomic properties, defectiveness, deponency, metaconjugation, and syncretism; these deviations pose important challenges for understanding the interfaces of inflectional morphology, and a theory’s resolution of these challenges depends squarely on whether that theory is morpheme-based or lexeme-based.
This is an advance summary of a forthcoming article in the Oxford Research Encyclopedia of Linguistics. Please check back later for the full article.
The concept of innateness (innate is first recorded in the period 1375–1425; from Latin innātus “inborn”) relates to types of behavior and knowledge that are present in the organism since birth (in fact, since fertilization), prior to any sensory experience with the environment. The term has been applied to two general types of qualities. The first consists of instinctive and inflexible reflexes and behaviors, which are apparent in survival, mating, and rearing activities. The other relates to cognition, with certain concepts, ideas, propositions, and particular ways of mental computation suggested to be part of one’s biological makeup. While both types of innatism have a long history in human philosophy and science (e.g., Plato and Descartes), some bias appears to exist in favor of claims for inherent behavioral traits, which are typically accepted when satisfactory empirical evidence is provided. One famous example is Lorenz’s demonstration of imprinting, a natural phenomenon that obeys a predetermined mechanism and schedule (Lorenz’s incubator-hatched goslings imprinted on his boots, the first moving object they encountered). Likewise, there seems to be little controversy in regard to predetermined ways of organizing sensory information, as is the case with the detection and classification of shapes and colors by the mind. In contrast, the idea that certain types of abstract knowledge may be part of an organism’s biological endowment (i.e., not learned) is typically faced with a greater sense of skepticism, and touches on a fundamental question in epistemological philosophy: Can reason be based (to a certain extent) on a priori knowledge—that is, knowledge that precedes and is independent of experience? The most influential and controversial claim for such innate knowledge in modern science is Chomsky’s breakthrough nativist theory of Universal Grammar in language and the famous “Argument from the Poverty of the Stimulus.” The main Chomskyan hypothesis is that all human beings share a preprogrammed linguistic infrastructure consisting of a finite collection of rules that, in principle, may generate (through combination or transformation) an infinite number of (only) grammatical sentences. Thus, the innate grammatical system constrains and structures the acquisition and use of all natural languages.
The Japanese psycholinguistics research field is moving rapidly in many different directions as it includes various sub-linguistics fields (e.g., phonetics/phonology, syntax, semantics, pragmatics, discourse studies). Naturally, diverse studies have reported intriguing findings that shed light on our language mechanism. This article presents a brief overview of some of the notable early 21st century studies mainly from the language acquisition and processing perspectives. The topics are divided into various sections: the sound system, the script forms, reading and writing, morpho-syntactic studies, word and sentential meanings, and pragmatics and discourse studies sections. Studies on special populations are also mentioned.
Studies on the Japanese sound system have advanced our understanding of L1 and L2 (first and second language) acquisition and processing. For instance, more evidence is provided that infants form adult-like phonological grammar by 14 months in L1, and disassociation of prosody is reported from one’s comprehension in L2. Various cognitive factors as well as L1 influence the L2 acquisition process. As the Japanese language users employ three script forms (hiragana, katakana, and kanji) in a single sentence, orthographic processing research reveal multiple pathways to process information and the influence of memory. Adult script decoding and lexical processing has been well studied and research data from special populations further helps us to understand our vision-to-language mapping mechanism. Morpho-syntactic and semantic studies include a long debate on the nativist (generative) and statistical learning approaches in L1 acquisition. In particular, inflectional morphology and quantificational scope interaction in L1 acquisition bring pros and cons of both approaches as a single approach. Investigating processing mechanisms means studying cognitive/perceptual devices. Relative clause processing has been well-discussed in Japanese because Japanese has a different word order (SOV) from English (SVO), allows unpronounced pronouns and pre-verbal word permutations, and has no relative clause marking at the verbal ending (i.e., morphologically the same as the matrix ending). Behavioral and neurolinguistic data increasingly support incremental processing like SVO languages and an expectancy-driven processor in our L1 brain. L2 processing, however, requires more study to uncover its mechanism, as the literature is scarce in both L2 English by Japanese speakers and L2 Japanese by non-Japanese speakers. Pragmatic and discourse processing is also an area that needs to be explored further. Despite the typological difference between English and Japanese, the studies cited here indicate that our acquisition and processing devices seem to adjust locally while maintaining the universal mechanism.
Laura A. Michaelis
Meanings are assembled in various ways in a construction-based grammar, and this array can be represented as a continuum of idiomaticity, a gradient of lexical fixity. Constructional meanings are the meanings to be discovered at every point along the idiomaticity continuum. At the leftmost, or ‘fixed,’ extreme of this continuum are frozen idioms, like the salt of the earth and in the know. The set of frozen idioms includes those with idiosyncratic syntactic properties, like the fixed expression by and large (an exceptional pattern of coordination in which a preposition and adjective are conjoined). Other frozen idioms, like the unexceptionable modified noun red herring, feature syntax found elsewhere. At the rightmost, or ‘open’ end of this continuum are fully productive patterns, including the rule that licenses the string Kim blinked, known as the Subject-Predicate construction. Between these two poles are (a) lexically fixed idiomatic expressions, verb-headed and otherwise, with regular inflection, such as chew/chews/chewed the fat; (b) flexible expressions with invariant lexical fillers, including phrasal idioms like spill the beans and the Correlative Conditional, such as the more, the merrier; and (c) specialized syntactic patterns without lexical fillers, like the Conjunctive Conditional (e.g., One more remark like that and you’re out of here). Construction Grammar represents this range of expressions in a uniform way: whether phrasal or lexical, all are modeled as feature structures that specify phonological and morphological structure, meaning, use conditions, and relevant syntactic information (including syntactic category and combinatoric potential).
Agustín Vicente and Ingrid L. Falkum
Polysemy is characterized as the phenomenon whereby a single word form is associated with two or several related senses. It is distinguished from monosemy, where one word form is associated with a single meaning, and homonymy, where a single word form is associated with two or several unrelated meanings. Although the distinctions between polysemy, monosemy, and homonymy may seem clear at an intuitive level, they have proven difficult to draw in practice.
Polysemy proliferates in natural language: Virtually every word is polysemous to some extent. Still, the phenomenon has been largely ignored in the mainstream linguistics literature and in related disciplines such as philosophy of language. However, polysemy is a topic of relevance to linguistic and philosophical debates regarding lexical meaning representation, compositional semantics, and the semantics–pragmatics divide.
Early accounts treated polysemy in terms of sense enumeration: each sense of a polysemous expression is represented individually in the lexicon, such that polysemy and homonymy were treated on a par. This approach has been strongly criticized on both theoretical and empirical grounds. Since at least the 1990s, most researchers converge on the hypothesis that the senses of at least many polysemous expressions derive from a single meaning representation, though the status of this representation is a matter of vivid debate: Are the lexical representations of polysemous expressions informationally poor and underspecified with respect to their different senses? Or do they have to be informationally rich in order to store and be able to generate all these polysemous senses?
Alternatively, senses might be computed from a literal, primary meaning via semantic or pragmatic mechanisms such as coercion, modulation or ad hoc concept construction (including metaphorical and metonymic extension), mechanisms that apparently play a role also in explaining how polysemy arises and is implicated in lexical semantic change.
Heidi Harley and Shigeru Miyagawa
Ditransitive predicates select for two internal arguments, and hence minimally entail the participation of three entities in the event described by the verb. Canonical ditransitive verbs include give, show, and teach; in each case, the verb requires an agent (a giver, shower, or teacher, respectively), a theme (the thing given, shown, or taught), and a goal (the recipient, viewer, or student). The property of requiring two internal arguments makes ditransitive verbs syntactically unique. Selection in generative grammar is often modeled as syntactic sisterhood, so ditransitive verbs immediately raise the question of whether a verb may have two sisters, requiring a ternary-branching structure, or whether one of the two internal arguments is not in a sisterhood relation with the verb.
Another important property of English ditransitive constructions is the two syntactic structures associated with them. In the so-called “double object construction,” or DOC, the goal and theme both are simple NPs and appear following the verb in the order V-goal-theme. In the “dative construction,” the goal is a PP rather than an NP and follows the theme in the order V-theme-to goal. Many ditransitive verbs allow both structures (e.g., give John a book/give a book to John). Some verbs are restricted to appear only in one or the other (e.g. demonstrate a technique to the class/*demonstrate the class a technique; cost John $20/*cost $20 to John). For verbs which allow both structures, there can be slightly different interpretations available for each. Crosslinguistic results reveal that the underlying structural distinctions and their interpretive correlates are pervasive, even in the face of significant surface differences between languages. The detailed analysis of these questions has led to considerable progress in generative syntax. For example, the discovery of the hierarchical relationship between the first and second arguments of a ditransitive has been key in motivating the adoption of binary branching and the vP hypothesis. Many outstanding questions remain, however, and the syntactic encoding of ditransitivity continues to inform the development of grammatical theory.
In the linguistic literature, the term theme has several interpretations, one of which relates to discourse analysis and two others to sentence structure. In a more general (or global) sense, one may speak about the theme or topic (or topics) of a text (or discourse), that is, to analyze relations going beyond the sentence boundary and try to identify some characteristic subject(s) for the text (discourse) as a whole. This analysis is mostly a matter of the domain of information retrieval and only partially takes into account linguistically based considerations. The main linguistically based usage of the term theme concerns relations within the sentence. Theme is understood to be one of the (syntactico-) semantic relations and is used as the label of one of the arguments of the verb; the whole network of these relations is called thematic relations or roles (or, in the terminology of Chomskyan generative theory, theta roles and theta grids). Alternatively, from the point of view of the communicative function of the language reflected in the information structure of the sentence, the theme (or topic) of a sentence is distinguished from the rest of it (rheme, or focus, as the case may be) and attention is paid to the semantic consequences of the dichotomy (especially in relation to presuppositions and negation) and its realization (morphological, syntactic, prosodic) in the surface shape of the sentence. In some approaches to morphosyntactic analysis the term theme is also used referring to the part of the word to which inflections are added, especially composed of the root and an added vowel.
Throughout the 20th century, structuralist and generative linguists have argued that the study of the language system (langue, competence) must be separated from the study of language use (parole, performance), but this view of language has been called into question by usage-based linguists who have argued that the structure and organization of a speaker’s linguistic knowledge is the product of language use or performance. On this account, language is seen as a dynamic system of fluid categories and flexible constraints that are constantly restructured and reorganized under the pressure of domain-general cognitive processes that are not only involved in the use of language but also in other cognitive phenomena such as vision and (joint) attention. The general goal of usage-based linguistics is to develop a framework for the analysis of the emergence of linguistic structure and meaning.
In order to understand the dynamics of the language system, usage-based linguists study how languages evolve, both in history and language acquisition. One aspect that plays an important role in this approach is frequency of occurrence. As frequency strengthens the representation of linguistic elements in memory, it facilitates the activation and processing of words, categories, and constructions, which in turn can have long-lasting effects on the development and organization of the linguistic system. A second aspect that has been very prominent in the usage-based study of grammar concerns the relationship between lexical and structural knowledge. Since abstract representations of linguistic structure are derived from language users’ experience with concrete linguistic tokens, grammatical patterns are generally associated with particular lexical expressions.
Matthew J. Gordon
William Labov (b. 1927) is an American linguist who pioneered the study of variationist sociolinguistics. Born and raised in northern New Jersey, Labov studied English and philosophy at Harvard University (BA, 1948) and worked as an industrial chemist for several years before entering graduate school in linguistics at Columbia University in 1961. He completed his PhD in 1964, under the direction of Uriel Weinreich. He worked at Columbia until 1971, when he joined the faculty of the University of Pennsylvania, where he taught until his retirement in 2014.
Labov’s influence on the field began with research he conducted in graduate school. His study of changing pronunciations on Martha’s Vineyard, the subject of his master’s thesis, introduced a method for observing sound change in progress and broke with tradition by exploring social motivations for linguistic innovations. For his PhD dissertation, Labov carried out a study of dialect patterns on the Lower East Side of New York City. Using a systematic, quantitative methodology, he demonstrated that linguistic variation is socially stratified, such that the use of pronunciation features (e.g., dropping of post-vocalic /r/) correlates with social class, ethnicity, etc. in regular patterns. Labov’s early research was greatly influential and inspired many scholars to carry out similar projects in other communities. The paradigm came to be known as variationist sociolinguistics.
Much of Labov’s scholarship seeks to advance our understanding of language change. Historical linguists traditionally study completed linguistic changes, often long after they occurred, but Labov developed a method for examining active changes through a quantitative comparison of speakers representing several generations. This approach produces a new perspective on the change process by revealing intermediate stages. Labov has brought insights from this research to bear on theoretical debates within historical linguistics and the field more broadly. His work in this area has also documented many active sound changes in American English. Among these changes are innovations underway in particular dialects, such as the vowel changes in Philadelphia, as well as broader regional patterns, such as the Northern Cities Shift heard in the Great Lakes states.
Throughout his career, social justice concerns have fueled Labov’s research. He has sought to demonstrate that the speech of stigmatized groups is as systematic and rule-governed as any other. He led a pioneering study in Harlem in the late 1960s that shone new light on African American English, demonstrating, for example, that grammatical usages like the deletion of the copula (e.g., He fast) are subject to regular constraints. Labov has served as an expert witness in court and before the U.S. Congress to share insights from his study of African American English. He has also worked to promote literacy for speakers of non-standard dialects, carrying out research on reading and developing material for the teaching of reading to these populations.